FAR and DFARS › FAR Part 9
FAR Part 9: Contractor Qualifications
The codified text (eCFR, as of 2026-10-02). Under the Revolutionary FAR Overhaul ↗, agencies follow class deviations with new text for many parts while the formal rules go through the Federal Register: check the solicitation and your contract's clauses, which rule.
In plain English
FAR Part 9 establishes the policies and procedures for determining whether a prospective contractor is responsible and thus eligible for award. It also covers debarment and suspension, qualification requirements, first article testing, and organizational conflicts of interest. For small businesses, understanding these rules is critical to ensure eligibility and avoid pitfalls that could disqualify them from contracting.
Key rules
- Contracts must be awarded only to responsible prospective contractors, and the contracting officer must make an affirmative determination of responsibility before award. (9.103)
- To be determined responsible, a contractor must meet general standards such as having adequate financial resources, ability to comply with the performance schedule, a satisfactory performance record, and integrity and business ethics. (9.104-1)
- The contracting officer must review the Federal Awardee Performance and Integrity Information System (FAPIIS) before awarding a contract over the simplified acquisition threshold. (9.104-6)
- Contractors debarred, suspended, proposed for debarment, or voluntarily excluded are excluded from receiving contracts and cannot be solicited or awarded contracts. (9.405)
- Agencies may establish qualification requirements and qualified products lists (QPLs), qualified manufacturers lists (QMLs), or qualified bidders lists (QBLs) that require products to be tested and qualified before award. (9.202, 9.203)
- First article testing and approval may be required to ensure the contractor can furnish a product that conforms to all contract requirements before production. (9.302)
- Organizational conflicts of interest must be identified and resolved; for example, a contractor that provides systems engineering and technical direction cannot also develop the system without proper mitigation. (9.505-1)
Who does what
- Make an affirmative determination of responsibility before awarding a contract.
- Review FAPIIS before awarding a contract over the simplified acquisition threshold.
- Request preaward surveys when information is insufficient to determine responsibility.
- Identify and evaluate potential organizational conflicts of interest.
- Meet the general standards of responsibility, including having adequate financial resources and a satisfactory performance record.
- Represent that they are not inverted domestic corporations and certify compliance with arms control treaties.
- Determine the responsibility of their prospective subcontractors, except as provided for debarred or suspended subcontractors.
- Establish procedures for reporting, investigating, and referring matters for debarment and suspension.
- Maintain and use the System for Award Management (SAM) for exclusions.
- Establish and publicize qualification requirements and maintain QPLs, QMLs, or QBLs.
In practice
- Before bidding, ensure your company meets the responsibility standards, such as having adequate financial resources and a satisfactory performance record, to avoid being deemed nonresponsible.
- Check SAM for any exclusions that would make you ineligible for award, and ensure you are not debarred, suspended, or proposed for debarment.
- If a solicitation includes a qualification requirement or first article testing, factor in the time and cost to obtain qualification or approval before award.
- Be aware of organizational conflict of interest rules; if you provide systems engineering or technical direction, you may be barred from competing for related production contracts.
Common pitfalls
- Assuming that a low price alone will win a contract; the contracting officer must first determine that you are responsible, which includes financial and performance capability.
- Failing to monitor SAM for exclusions; if you are listed, you cannot receive a contract, and agencies cannot solicit offers from you.
- Ignoring qualification requirements; if a QPL applies, you must be qualified before award, and waiting until after award can cause delays or disqualification.
- Overlooking organizational conflict of interest rules; performing certain advisory services can disqualify you from competing for related contracts without an approved mitigation plan.
Written by AI from this part's codified text (2026-10-04); cited sections are checked against the part. A guide, not legal advice: the regulation text, the solicitation and your contract rule.
Rule changes for FAR Part 9
- Federal Acquisition Regulation: Revolutionary Federal Acquisition Regulation Overhaul Parts 9, 27, and 47 ↗ · proposed 2026-09-18 · comments due 2026-10-19
- Federal Acquisition Regulation: Prohibition on Certain Semiconductor Products and Services ↗ · proposed 2026-02-17 · comments due 2026-04-20
- Federal Acquisition Regulation: Inflation Adjustment of Acquisition-Related Thresholds ↗ · final rule 2025-08-27 · effective 2025-10-01
- Federal Acquisition Regulation: Preventing Organizational Conflicts of Interest in Federal Acquisition ↗ · proposed 2025-01-15 · comments due 2025-03-17
- Federal Acquisition Regulation: Controlled Unclassified Information ↗ · proposed 2025-01-15 · comments due 2025-03-17
- Federal Acquisition Regulation: Disclosure of Greenhouse Gas Emissions and Climate-Related Financial Risk ↗ · proposed 2025-01-13
- Federal Acquisition Regulation: Improving Consistency Between Procurement and Nonprocurement Procedures on Suspension and Debarment ↗ · final rule 2025-01-03 · effective 2025-01-17
- Federal Acquisition Regulation: Certification of Service-Disabled Veteran-Owned Small Businesses ↗ · final rule 2024-12-16 · effective 2024-12-16
Subparts and sections
Subpart 9.1: Responsible Prospective Contractors
- 9.100 Scope of subpart.
- 9.101 Definitions.
- 9.102 Applicability.
- 9.103 Policy.
- 9.104 Standards.
- 9.104-1 General standards.
- 9.104-2 Special standards.
- 9.104-3 Application of standards.
- 9.104-4 Subcontractor responsibility.
- 9.104-5 Representation and certifications regarding responsibility matters.
- 9.104-6 Federal Awardee Performance and Integrity Information System.
- 9.104-7 Solicitation provisions and contract clauses.
- 9.105 Procedures.
- 9.105-1 Obtaining information.
- 9.105-2 Determinations and documentation.
- 9.105-3 Disclosure of preaward information.
- 9.106 Preaward surveys.
- 9.106-1 Conditions for preaward surveys.
- 9.106-2 Requests for preaward surveys.
- 9.106-3 Interagency preaward surveys.
- 9.106-4 Reports.
- 9.107 Surveys of nonprofit agencies participating in the AbilityOne Program.
- 9.108 Prohibition on contracting with inverted domestic corporations.
- 9.108-1 Definitions.
- 9.108-2 Prohibition.
- 9.108-3 Representation by the offeror.
- 9.108-4 Waiver.
- 9.108-5 Solicitation provision and contract clause.
- 9.109 Prohibition on contracting with an entity involved in activities that violate arms control treaties or agreements with the United States.
- 9.109-1 Authority.
- 9.109-2 Prohibition.
- 9.109-3 Exception.
- 9.109-4 Certification by the offeror.
- 9.109-5 Solicitation provision.
- 9.110 Reserve Officer Training Corps and military recruiting on campus.
- 9.110-1 Definitions.
- 9.110-2 Authority.
- 9.110-3 Policy.
- 9.110-4 Procedures.
- 9.110-5 Contract clause.
Subpart 9.2: Qualifications Requirements
- 9.200 Scope of subpart.
- 9.201 Definitions.
- 9.202 Policy.
- 9.203 QPL's, QML's, and QBL's.
- 9.204 Responsibilities for establishment of a qualification requirement.
- 9.205 Opportunity for qualification before award.
- 9.206 Acquisitions subject to qualification requirements.
- 9.206-1 General.
- 9.206-2 Contract clause.
- 9.206-3 Competition.
- 9.207 Changes in status regarding qualification requirements.
Subpart 9.3: First Article Testing and Approval
Subpart 9.4: Debarment, Suspension, and Ineligibility
- 9.400 Scope of subpart.
- 9.401 Applicability.
- 9.402 Policy.
- 9.403 Definitions.
- 9.404 Exclusions in the System for Award Management.
- 9.405 Effect of listing.
- 9.405-1 Continuation of current contracts.
- 9.405-2 Restrictions on subcontracting.
- 9.406 Debarment.
- 9.406-1 General.
- 9.406-2 Causes for debarment.
- 9.406-3 Procedures.
- 9.406-4 Period of debarment.
- 9.406-5 Scope of debarment.
- 9.407 Suspension.
- 9.407-1 General.
- 9.407-2 Causes for suspension.
- 9.407-3 Procedures.
- 9.407-4 Period of suspension.
- 9.407-5 Scope of suspension.
- 9.408 [Reserved]
- 9.409 Contract clause.
Subpart 9.5: Organizational and Consultant Conflicts of Interest
- 9.500 Scope of subpart.
- 9.501 Definition.
- 9.502 Applicability.
- 9.503 Waiver.
- 9.504 Contracting officer responsibilities.
- 9.505 General rules.
- 9.505-1 Providing systems engineering and technical direction.
- 9.505-2 Preparing specifications or work statements.
- 9.505-3 Providing evaluation services.
- 9.505-4 Obtaining access to proprietary information.
- 9.506 Procedures.
- 9.507 Solicitation provisions and contract clause.
- 9.507-1 Solicitation provisions.
- 9.507-2 Contract clause.
- 9.508 Examples.
Subpart 9.6: Contractor Team Arrangements
Subpart 9.7: Defense Production Pools and Research and Development Pools
← Part 8: Required Sources of Supplies and ServicesPart 10: Market Research →
All FAR parts
- Part 1 Federal Acquisition Regulations System
- Part 2 Definitions of Words and Terms
- Part 3 Improper Business Practices and Personal Conflicts of Interest
- Part 4 Administrative and Information Matters
- Part 5 Publicizing Contract Actions
- Part 6 Competition Requirements
- Part 7 Acquisition Planning
- Part 8 Required Sources of Supplies and Services
- Part 9 Contractor Qualifications
- Part 10 Market Research
- Part 11 Describing Agency Needs
- Part 12 Acquisition of Commercial Products and Commercial Services
- Part 13 Simplified Acquisition Procedures
- Part 14 Sealed Bidding
- Part 15 Contracting by Negotiation
- Part 16 Types of Contracts
- Part 17 Special Contracting Methods
- Part 18 Emergency Acquisitions
- Part 19 Small Business Programs
- Part 22 Application of Labor Laws to Government Acquisitions
- Part 23 Environment, Sustainable Acquisition, and Material Safety
- Part 24 Protection of Privacy and Freedom of Information
- Part 25 Foreign Acquisition
- Part 26 Other Socioeconomic Programs
- Part 27 Patents, Data, and Copyrights
- Part 28 Bonds and Insurance
- Part 29 Taxes
- Part 30 Cost Accounting Standards Administration
- Part 31 Contract Cost Principles and Procedures
- Part 32 Contract Financing
- Part 33 Protests, Disputes, and Appeals
- Part 34 Major System Acquisition
- Part 35 Research and Development Contracting
- Part 36 Construction and Architect-engineer Contracts
- Part 37 Service Contracting
- Part 38 Federal Supply Schedule Contracting
- Part 39 Acquisition of Information Technology
- Part 40 Information Security and Supply Chain Security
- Part 41 Acquisition of Utility Services
- Part 42 Contract Administration and Audit Services
- Part 43 Contract Modifications
- Part 44 Subcontracting Policies and Procedures
- Part 45 Government Property
- Part 46 Quality Assurance
- Part 47 Transportation
- Part 48 Value Engineering
- Part 49 Termination of Contracts
- Part 50 Extraordinary Contractual Actions and the Safety Act
- Part 51 Use of Government Sources by Contractors
- Part 52 Solicitation Provisions and Contract Clauses
- Part 53 Forms
Source: eCFR, 48 CFR chapters 1 and 2 (GPO GovInfo bulk data) ↗.